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01 / 04
Socialism's True Legacy Is Immorality

Blog Post | Economic Growth

Socialism's True Legacy Is Immorality

The historical evidence in favor of “free minds and free markets,” is there for everyone to see.

A couple of weeks ago, I visited New Orleans, where I gave a talk on human progress. My talk centered on improvements in standards of living across the world over the last 200 years – a period of historically unprecedented growth in prosperity caused by the industrial revolution and global trade. One of the questions from the audience concerned the morality of capitalism. “You have shown that capitalism creates more wealth than socialism,” a young man conceded. “But is it moral?” he asked. 

In response, I dwelt on the voluntary and socially beneficial aspects of capitalism. In order to make money, capitalists need to perform tasks or produce goods that other people want. (Yes, there are exceptions. Capitalists protected from market forces by corrupt public officials, for example, gain monopolistic rents that they are not entitled to. That is what is meant by the phrase “crony capitalism.”) 

Similarly, transactions between capitalists and consumers are typically voluntary. Capitalists cannot force their customers to buy private sector goods and services. (Again, there are exceptions. Under Obamacare, for example, the US government can force people to purchase private-sector health insurance.) 

Defending capitalism as a morally sound economic system is certainly important, not least because, as I have previously noted, “In so far as capitalism is only the latest iteration of an economic set up based on commerce, private property and profit making, there have always been those who found those three [morally] unpalatable.” 

Socialism, as my New Orleans questioner implied, is often assumed to be moral. Is that assumption justified? Socialism is a utopian ideal intended to solve all of humanity’s problems including, above all, poverty and inequality. The theory and practice, alas, have tended to be at odds with one another. 

Here is how Karl Marx outlined the future benefits of a socialist society, “If we have chosen the position in life in which we can most of all work for mankind, no burdens can bow us down, because they are sacrifices for the benefit of all; then we shall experience no petty, limited, selfish joy, but our happiness will belong to millions, our deeds will live on quietly but perpetually at work, and over our ashes will be shed the hot tears of noble people.” 

Leon Trotsky, the Soviet revolutionary, wrote that in a socialist society “Man will become immeasurably stronger, wiser, and subtler; his body will become more harmonious, his movements more rhythmic, his voice more musical. The forms of life will become dynamically dramatic. The average human type will rise to the heights of an Aristotle, a Goethe, or a Marx. And above these heights, new peaks will rise.”

Fidel Castro declared that the Cuban Revolution was “of the humble, with the humble and for the humble” and that his struggle for socialism was “for the lives of all children in the world.” Che Guevara, Castro’s number two, mused that “At the risk of seeming ridiculous, let me say that the true revolutionary is guided by a great feeling of love. It is impossible to think of a genuine revolutionary lacking this quality.” 

These, to many people lofty sentiments, are echoed to this day by the platform of the Socialist Party of the United States, which avers that “We are committed to the transformation of capitalism through the creation of a democratic socialist society based on compassion, empathy, and respect…” 

Applying socialist ideas in practice turned out to be much more problematic. One of the most obvious shortcomings of socialism in real life is its tendency to lead toward dictatorship. This relationship, clearly visible in Venezuela today, was first identified by the Nobel Prize-winning economist Friedrich Hayek in The Road to Serfdom. 

In 1944, when he wrote his book, Hayek noted that the crimes of the German National Socialists and Soviet Communists were, in great part, the result of growing state control over the economy. As he explained, growing state interference in the economy leads to massive inefficiencies and long queues outside empty shops. A state of perpetual economic crisis then leads to calls for more planning. 

But economic planning is inimical to freedom. As there can be no agreement on a single plan in a free society, the centralization of economic decision-making has to be accompanied by centralization of political power in the hands of a small elite. When, in the end, the failure of central planning becomes undeniable, totalitarian regimes tend to silence the dissenters—sometimes through mass murder. 

Political dissent under socialism is difficult, because the state is the only employer. To quote Trotsky again, “In a country where the sole employer is the State, opposition means death by slow starvation. The old principle: who does not work shall not eat, has been replaced by a new one: who does not obey shall not eat.” A free economy, in other words, is a necessary, though not a sufficient condition, for political freedom. 

Obviously, not everyone feels that dictatorship and mass murder are too high a price to pay for equality. Eric Hobsbawm, the British Marxist historian, for example, was once asked whether, if Communism had achieved its aims, but at the cost of, say, 15 to 20 million people – as opposed to the 100 million it actually killed in Russia and China – would he have supported it? His answer was a single word: Yes. Even today, many people, Canadian Prime Minister Justin Trudeau among them, fawn over Cuban dictatorship, because of its delivery of supposedly free health and education to the masses.

I wrote “supposedly”, because under socialism, bribes (cash payments, for example, or favors) are ubiquitous. Medical practitioners, who don’t feel that they are being paid enough by the state, demand bribes in order to look after their patients. Teachers, who feel the same, promote the children of doctors in order to get better access to health care. This process goes all the way down the food chain. 

Often, bribery and theft go hand in hand. In socialist countries, the state owns all production facilities, such as factories, shops and farms. In order to have something to trade with one another, people first have to “steal” from the state. A butcher, for example, steals meat in order to exchange it for vegetables that the greengrocer stole and so on. 

Under socialism, favors can be obtained in other ways as well. In East Germany, for example, people often spied on their neighbours and, even, spouses. The full-time employees of the secret police and their unofficial collaborators amounted to some two per cent of the entire population. Once occasional informers are accounted for, one in six East Germans were at one point or another involved in spying on their fellow citizens. 

Socialism, in other words, is not only underpinned by force, but it is also morally corrupting. Lying, stealing and spying are widely used and trust between people disappears. Far from fostering brotherhood between people, socialism makes everyone suspicious and resentful. 

I have long held that the greatest harm that socialism caused was not economic. It was spiritual. Many of the countries that abandoned socialism rebuilt their economies and became prosperous. The same cannot be said about their institutions, such as the rule of law, and the behavior of their citizens, such as the prevalence of corruption. Prosperity is a consequence of removal of barriers to exchange between free people. But how does one make a society less corrupt and more law-abiding? 

The true legacy of socialism, in other words, is not equality, but immorality.

Blog Post | Violence

Human Progress is Neither Even nor Inevitable

The Russian onslaught on a peaceful people confirms the crookedness of human nature.

When humanprogress.wpengine.com launched on October 30, 2013, the launch was accompanied by an essay I penned in the Reason magazine titled, “Human Progress: Not Inevitable, Uneven, and Indisputable.” In the article, I briefly described the progress that humanity has made over the last two hundred years or so. Empirical evidence, I argued, clearly shows that compared to the previous 300,000 years of Homo sapiens’ existence, our recent advancement has been staggering.

In merely 0.08 percent of our time as a separate species, we became vastly richer, healthier, and more knowledgeable. The average global income, which was practically stagnant for millennia, rose by a factor of 14. Instead of dying at the age of 30, we can look forward to living into our late 70s. Widespread illiteracy, ignorance, and superstition have been, to a great degree, replaced by a more scientific and rational outlook that helped us to eliminate ancient diseases, like smallpox, create the iPhone, and send people to the moon.

Above all, we became more moral. Two hundred years ago, slavery was widespread; women were without the vote or equal protection under the law; homosexuals were imprisoned or worse; people of different religions were routinely discriminated against; the circle of empathy did not extend far beyond the family – let alone to other nations, races or, for that matter, animals, which were tortured for fun. And that was the “moral situation” in the most civilized countries on the planet.        

What a vastly different and more moral world we have created! In the United States, Americans elected a black man to the nation’s highest office. In much of Europe, women preside over many a government. Gay youths take their same-sex partners to the prom. Hundreds of billions of dollars flow from rich countries to the poor to alleviate hunger and disease. Cruelty to animals is frowned upon or punished outright. 

But I also noted that human progress was uneven and far from inevitable. Gale Pooley and I recently revisited that subject in Superabundance, which will come out in August. We wrote,

The “line” of progress is jagged, not smooth. Western Europe, for example, experienced tremendous economic, political, technological, scientific, and medical advances during the century that separated the end of the Napoleonic Wars (1803-1815) and 1914, only to descend into the barbarism of World War I and World War II. Yet Europe rebounded, just as it did after the fall of Rome and the subsequent Dark Ages. There are, in other words, rational grounds for cautious optimism. But optimism should not be confused with inevitability. We could yet destroy our civilization through human action, such as nuclear war, or watch helplessly as an asteroid hurls through the sky and wipes out most of the life on Earth. 

When we wrote those words, we could not have imagined that Europe, the continent of my birth, would yet again be mired in a bloody war. The long-term decline in all types of violence – including homicide, genocide, and international conflict – is very real and has been part and parcel of moral progress. The savage invasion of Ukraine by the Russian military does not negate that long-term trend, but it is a reminder of the fragility of human accomplishment. With every fiber of my body, I still believe that the future of humanity will be ever better. But, as we also noted in Superabundance, it will never be perfect.

Progress does not mean that we will ever reach a paradisiacal end state where everything will be optimal for everyone everywhere. New problems will arise, and they will have to be solved, however imperfectly, by future generations. As such, the world will never be a perfect place. After all, the beings who inhabit it are themselves imperfect. As the German philosopher and advocate of gradual human progress Immanuel Kant (1724-1804) observed in 1784, “From such crooked timber as humankind is made of nothing entirely straight can be made.”

The Russian onslaught on a peaceful people confirms the crookedness of human nature, but our flaws do not negate our ability to create beauty, prosperity, and peace. As we watch the conflict in Ukraine unfold and spare a thought for all the other conflicts in the world today, let us remember the causes of progress – including reason, science, freedom, and humanism. Let us be grateful for what we have and recommit ourselves to the defense of the values and institutions that have made liberal societies the best places on Earth.

Blog Post | Government & Democracy

The Uyghur Genocide and Neo-Malthusianism

Countering neo-Malthusianism is especially critical now given the recent prominence of such thinking.

Mounting evidence shows that China has enacted wide‐​ranging human rights abuses, including coercive population control, on its Uyghur minority. An Associated Press investigation released in late June showed that while China’s rate of permanent sterilization procedures is falling nationally, the rate in Xinjiang, where many Uyghurs live, has skyrocketed. Many of those surgeries were involuntary. Many Uyghur women are forcibly sterilized after having two children, as third children are illegal in China. The two‐​child policy replaced China’s previous one‐​child policy in 2016.

The immense cruelty of what is happening to China’s Uyghur population demonstrates the inhumanity of China’s two‐​child policy and the urgency of combating the mindset that undergirds it. The way that the policy is enforced is influenced by prejudice against minorities, but authorities justify the policy with neo‐​Malthusianism, defined as the fear that a large population size could lead to a humanitarian and ecological disaster and that combating so‐​called overpopulation is thus an urgent problem. “The tensions between population and resources and environment will not fundamentally change,” noted China’s State Council in its national population development plan for 2016–2030, released in 2017. The plan specifies, according to state‐​run news agency Xinhua, that the government must continue to implement the “two‐​child policy to promote balanced population development.”

Sadly, the view that some groups are less worthy of having children than others has often gone hand in hand with neo‐​Malthusianism, both historically and today. China’s government subjects Uyghurs to strict enforcement of the country’s two‐​child limit, using overpopulation concerns about resource scarcity in part as a cover to make forcibly decreasing the population of a minority more palatable.

The neo‐​Malthusian mindset has caused many people outside of China to turn a blind eye to the coercive nature of the one‐​child (now two‐​child) policy. As recently as 2018, New York University law professor Dan Guttman told Harvard Political Review: “With the one‐​child policy, China put into effect the single most effective climate change rule in the world.”

In fact, Western development professionals originally encouraged China’s birth limits. In 1983, the United Nations Population Fund bestowed an award on Qian Xinzhong, head of China’s State Family Planning Commission and the man in charge of the country’s one‐​child policy, as well as Indira Gandhi, India’s prime minister who declared a national “Emergency” that suspended civil liberties and mandated sterilizations on a massive scale between 1975 and 1977.

Fears that without coercion, China would have seen an environmentally damaging “population explosion” are unfounded. China’s birth rate would have fallen without coercion, in the normal course of economic development. Today, even in Sub Saharan Africa, the world’s poorest region, birth rates are falling voluntarily. Projections of world population growth show that the total population of the planet will decline in the long run. Moreover, population growth can coincide with rising prosperity. China’s remarkable economic growth and poverty eradication over the last few decades have been the result of economic liberalization, not regulating women’s allowable number of births.

While many accounts of coerced sterilization and forced abortion have emerged from the Uyghur community, the Han ethnic majority is not exempt. Even as the Chinese national government now frets about falling birth rates’ impact on the country’s economy, many revenue‐​hungry local governments throughout China continue to fine couples for illegal births and enforce childbearing limits.

For example, last year, one couple in Shandong province, who could not afford a fine of $9,570 for violating family planning regulations had their life savings (around $3,000) seized. Also last year, a school teacher in Guangdong lost her job after giving birth to a third child in violation of the two‐​child policy. There are now many hopeful signs that the Chinese government may move toward ending childbearing limits, but that has not yet come to pass.

Today, neo‐​Malthusian thinking is seeing a resurgence. At the 2020 World Economic Forum in Switzerland, famed primatologist Jane Goodall opined, “All these [environmental] things we talk about wouldn’t be a problem if there was the size of population that there was 500 years ago.” The world population 500 years ago is estimated at 420–540 million people, or around 6.7 billion fewer people than today.

Goodall is far from alone in her belief that population growth is an urgent problem. Public figures, ranging from Prince Harry and Bill Nye “the Science Guy” to television host Bill Maher, have all recently expressed overpopulation fears. Last year, Rep. Alexandria Ocasio‐​Cortez (D-NY) famously questioned the morality of childbearing in the face of climate change, asking, “Is it OK to still have children?”

Countering neo‐​Malthusianism is especially critical now given the recent prominence of such thinking. To learn more about the history of coercive population control inspired by neo‐​Malthusianism, and the problematic policies that persist today—including the forced mass sterilization of Uyghur women—consider reading my new paper, Neo‐​Malthusianism and Coercive Population Control in China and India.

Blog Post | Human Development

Human History Is an Ever-Expanding Circle of Empathy

The world has become freer, more just, more compassionate, gentler, and more equal. But there is clearly room for improvement.

There are many different ways to look at the history of U.S. race relations. One extreme, for example, compares America’s past and present state of race relations with a future when all of America’s remaining imperfections will have been ironed out. Let’s call that the “future perfect” perspective. The other extreme compares the flawed present with a past scarred by still greater injustices. Let’s call that the “past imperfect” perspective. Both can be illuminating and both can be held at the same time. An appreciation of the past-imperfect perspective provides an understanding of history as a complex and messy process of gradual liberation. The future-perfect perspective reminds us that we can and should strive to do better.

Progress of Civilization

Were a reasonable person today asked to design a society de novo, the blueprint would almost certainly contain a proviso stipulating that all people are equal under the law. Few things strike the modern reader as more sensible than equal protection without regard to race, sex, or class. What’s often underappreciated is how extraordinarily recent such sentiment is.

Homo sapiens is, by some accounts, 300,000 years old. Throughout most of that time, we were engaged in a zero-sum struggle for survival. We survived through the slaughter of wild animals and flourished by thieving from other humans or enslaving them outright. Our allegiances rested with our family and tribe, which made our individual survival easier. The notion of bestowing equal dignity on all people — no matter what they looked like and where in the world they lived — would have struck our ancestors as utterly fanciful. Not surprisingly, scholarly understanding of “our place in the universe” reflected the dismal reality of human existence. Most of the ancient thinkers believed that history was a process of gradual decline from a mythical “golden age.” Homo homini lupus — a man is a wolf to another man.

Fast-forward some 10,000 generations to the time of the Renaissance, when the renewed interest in science had to be reconciled with the main tenets of the Christian religion, including the often-ignored and inconsistently applied insistence of Christian teachings on the equal dignity of all of God’s children. That led some thinkers to theorize that the physical world had to be governed by divine laws. Since the Christian God was good, the Renaissance reasoning went, so must be the laws governing society in general and individual lives in particular. Working from that assumption, later philosophers, such as the Scottish thinker Francis Hutcheson (1694–1746) argued that a good society resulted from “natural bonds of beneficence and humanity” in all people. That idea of universal human bonds formed the foundation of the Enlightenment. Humanism was born.

According to the American scholar Arthur Herman, the Enlightenment developed the “first secular theory” of human progress, which was then known as “civilization.” As a historical process, civilization came to be seen as a linear transformation with distinct stages. First, humans existed in a “state of nature.” They were alone and vulnerable to cold, hunger, and predation. In the second stage, humans came together to form nomadic bands of herders and hunter-gatherers. With agriculture came the third stage of human development. Finally, people gathered in towns and cities and began to live through industry and commerce.

With each stage, humans become more productive, more connected, and more civil. As agriculture improves and food becomes abundant, people specialize in distinct tasks and live through exchange. People who might have been rivals become trading partners and friends. As human relationships become more complex, people become socialized, polite, and refined. All of that stimulating conversation eventually leads to further advances in art and science.

The underlying force that drove the process of civilization was, the Enlightenment thinkers believed, commerce. In the words of Scottish historian William Robertson (1721–1793), “Commerce . . . softens and polishes the manners of men. It unites them, by one of the strongest of all ties, the desire of supplying their mutual wants.” People, who might have otherwise hated one another, in other words, were brought together in the pursuit of profit. By the 18th century, the extent of human cooperation within the context of the market economy reached levels that even philosophers, such as Voltaire, felt obliged to opine about it.

Go into the London Stock Exchange — a more respectable place than many a court — and you will see representatives from all nations gathered together for the utility of men. Here Jew, Mohammedan and Christian deal with each other as though they were all of the same faith, and only apply the word infidel to people who go bankrupt. Here the Presbyterian trusts the Anabaptist and the Anglican accepts a promise from the Quaker. On leaving these peaceful and free assemblies some go to the Synagogue and others for a drink, this one goes to be baptized in a great bath in the name of Father, Son and Holy Ghost, that one has his son’s foreskin cut and has some Hebrew words he doesn’t understand mumbled over the child, others go to their church and await the inspiration of God with their hats on, and everybody is happy.

Besides creating wealth and friends, commerce created the middle class, or “bourgeoisie.” This class of people was educated, but unlike the nobility, the bourgeois still had to work to survive. The Scottish literary critic Francis Jeffrey (1773–1850) argued that the unique position of the bourgeoisie was responsible for the continuing moral, social, and economic advances of civilization. Finally, commerce allowed people to create wealth independently of their rulers, which in turn allowed them to question the political relationship between ruler and subject. Once people could make a living outside feudal structures, which is to say without the need for a lord’s land, people started to question the need to obey the lord’s laws.

To thinkers such as the Scottish economist Adam Smith (1723–1790) and French historian François Guizot (1787–1874), dependency and tyranny were remnants of humanity’s barbarian past, while liberty and self-governance were the hallmarks of the Enlightenment. The French mathematician and philosopher Nicolas de Caritat, Marquis de Condorcet (1743–1794) went as far as to predict the global triumph of liberty. He wrote:

Then will arrive the moment in which the sun will observe in its course free nations only, acknowledging no other master than their reason; in which tyrants and slaves, priests and their stupid or hypocritical instruments, will no longer exist but in history and upon the stage; in which our only concern will be to lament their past victims and dupes, and, by the recollection of their horrid enormities, to exercise a vigilant circumspection, that we may be able instantly to recognize and effectually to stifle by the force of reason, the seeds of superstition and tyranny, should they ever presume again to make their appearance upon the earth.

His contemporary, German philosopher Johann Gottlieb Fichte (1762–1814), agreed. Since the Europe of his day was once barbarous, he reasoned, surely everyone was capable of enlightenment. Arriving at that point, it needs repeating, took centuries. The evolution of ideas was mirrored in the real world by the gradual liberation (empowerment, in today’s parlance) of the formerly powerless (or excluded). Human institutions, which were previously dominated and exploited by the nobility, the clergy, and the army, began to serve a broader spectrum of society. The role of the bourgeoisie, as the University of Chicago at Illinois economist Deirdre McCloskey documented in her trilogy of books on the bourgeois era, was crucial in breaking the power monopoly of the “higher orders.”

Like any other revolutionary idea, greater inclusion and empowerment (or, to use the original terminology, “liberalism”) did not progress steadily and without setbacks. Some people jealously guarded their new rights, while others refused to bestow equal dignity on others outright. And so, liberalism coexisted with imperialism and slavery for centuries. On occasion, rights that were previously granted were violently, but thankfully only temporarily, withdrawn from some people, such as the Jews during the Third Reich, Black Americans during the Woodrow Wilson administration, and Japanese Americans during World War II. But the tide of gradual liberation continued, eroding eternal prejudices that still remained.

Equal Dignity Emerges

Since both the Enlightenment and the bourgeoisie arose in Europe and its offshoots in North America, it stands to reason that the initial beneficiaries of the change in relations between the powerful and the powerless were the city burghers or the newly enriched white men. Of course, the matter did not rest there. Once the power monopoly of the “higher orders,” which characterized human society since the agricultural revolution some 12,000 years ago, was broken, others saw an opening. And so, over the past 200 years, Western economic and political institutions came to include women, ethnic minorities, and sexual minorities. Ponder that for a moment. Two centuries. That’s 0.07 percent of our time on Earth.

The process of institutional change differed across the globe. In England, for example, the parliament that emerged from the Glorious Revolution in 1688 originally consisted of nobles, bishops, and shire representatives, and the franchise was restricted to a tiny sliver of propertied men. The Reform Acts of 1832 and 1867 expanded the franchise further. By the time of the Representation of the People Act of 1884, some 60 percent of all men could vote. All men over the age of 21 and “qualified” women over the age of 30 got the vote in 1918, but equal enfranchisement of all women had to wait until 1928.

In America, the first people to get a say in politics were white male property owners. During the early part of the 19th century, state legislatures begin to limit the property requirement for voting; the de jure racial barrier to Black enfranchisement was removed only by the 15th Amendment to the U.S. Constitution in 1870. As everyone knows, the Southern states used every trick imaginable to keep Black Americans from voting as a practical matter for decades to come, and women were enfranchised only in 1920.

The Present Should Give Optimism about the Future

As a result of ideological and institutional changes, the world has become freer, more just, more compassionate, gentler, and more equal. But clearly there is room for much improvement. Our economic and political institutions are flawed because they are a product of flawed human beings. Or, as the German philosopher Immanuel Kant observed in 1784, “from such crooked timber as humankind is made of nothing entirely straight can be made.”

The future-perfect perspective is right to point to the injustices that still persist, but that does not mean that our society in general and our institutions in particular are unsalvageable. We should not throw out the baby with the bathwater in exchange for a promise of a utopian future, as some extremists demand. The word “utopia” combines two Greek words, οὐ (ou, or “not”) and τόπος (tópos, or “place, region”). It literally means “no place.” Those who attempted to reach it in the past — be it the religious zealots during the Wars of Religion in the 17th century, the French revolutionaries in the 18th century, or a plethora of Communist governments in the 20th century — failed to achieve freedom, prosperity, peace, or equality (except, of course, for the equality of suffering).

Those advocating a new start include Harvard University professor Cornel West said last month on CNN:

I think what we are witnessing America as a failed social experiment. What I mean by that is that the history of Black people for over 200 and some years in America has been looking at America’s failure. Its capitalist economy could not generate and deliver in such a way that people could live lives of decency. The nation-state, its criminal-justice system, its legal system could not generate protection of rights and liberties. And now our culture, of course is so market-driven — everything for sale, everybody for sale — it can’t deliver the kind of nourishment for soul, for meaning, for purpose. . . . The system cannot reform itself.

I doubt that West is right. After all, the United States has abolished slavery and Jim Crow laws and passed extensive civil-rights legislation — all in an attempt to overcome overt discrimination against Black Americans. Other reforms should follow. They should include policing reforms, aimed at protecting the safety and dignity of the citizenry, and occupational licensing reform, aimed at reducing the ranks of the unemployed.

But even if West is right, who is to say that out of the ashes of the old society, a better one will emerge? The evolution of ideas — the ever-expanding circle of empathy that the Australian moral philosopher Peter Singer has written about — is ongoing. As ideas change, so will the institutions that govern all of us. Judging by the universal condemnation of the killing of George Floyd, it seems reasonable to say that our society can adapt and change. Let’s keep it and make it better.

A version of this essay originally appeared in National Review.